Stale terms, scheduled reset: the existing book is priced for a world that has moved on
The model's full reasoning — Q4 2017 call → NOWe need to determine if management describes a meaningful portion of existing business being carried at below-market terms that will reset to current market conditions on a known schedule, improving economics without needing new customers. The transcript discusses: - Portfolio composition, floating rate assets, fixed liabilities. - Rising LIBOR: "NMFC continues to be positively exposed to rising rates as 85% of our portfolio is invested in floating rate debt. Meanwhile we have locked in 51% of our liabilities at fixed rates... Three months LIBOR has increased to 198 basis points which is roughly 100 basis points above the average LIBOR floor on our floating rate assets." This suggests that as LIBOR rises, the floating rate assets will earn more, while liabilities are fixed. This is a repricing of existing assets due to rate resets. The transcript says: "the LIBOR tailwind that we have experienced has been dampened by tighter spreads on our new investments." So the existing book benefits from rising rates, but new investments have lower spreads. However, the question is about existing business being carried at below-market terms and resetting. The floating rate assets reset with LIBOR, so they are already at current market rates? Actually, the LIBOR floors are below current LIBOR, so the assets are earning above floors. The increase in LIBOR is a tailwind. But is this a "meaningful portion" and is it described as a schedule? The transcript says: "we have locked in 51% of our liabilities at fixed rates to ensure attractive borrowing costs over the medium term." That's about liabilities. For assets, they are floating, so they reset immediately with LIBOR. That is not a scheduled reset of old terms; it's a continuous adjustment. The question asks about "existing business is still being carried at prices, rates, or terms set in the past that are now clearly BELOW what the same business would command under current market conditions" and that this existing business is coming up for repricing on a schedule. The floating rate assets are not below market; they are at market because they float. The LIBOR floors are below current LIBOR, but that means they are already benefiting. There is no mention of a gap between old terms and current terms that will close over time.
| Ticker | Company | Call | Date | Call grade |
|---|---|---|---|---|
| SNV | Synovus Financial Corp. | Q1 2024 | 2024-04-18 | B |
| FISI | Financial Institutions, Inc. | Q4 2023 | 2024-01-26 | B |
| UMBF | UMB Financial Corporation | Q3 2022 | 2022-10-26 | C+ |
| CRK | Comstock Resources, Inc. | Q2 2022 | 2022-08-02 | B+ |
| ADSK | Autodesk, Inc. | Q3 2019 | 2018-11-20 | A |
| T | AT&T Inc. | Q3 2018 | 2018-10-24 | C+ |
| DBX | Dropbox, Inc. | Q2 2018 | 2018-08-09 | B |
| ESS | Essex Property Trust, Inc. | Q2 2018 | 2018-08-03 | B+ |
| PTC | PTC Inc. | Q3 2017 | 2017-07-19 | C+ |
| BDN | Brandywine Realty Trust | Q1 2017 | 2017-04-21 | C+ |
FISI · Q4 2023 → YESThe question is about whether management describes a meaningful portion of the existing business being carried at below-current-market terms, and that it's coming up for repricing on a visible schedul...YES The transcript shows management describing exactly this situation for the company's existing loan and securities portfolios (yields rolling off) and for a meaningful portion of its deposit book (the money-market campaign with 12-month guarantees that reset in July 2024). Jack Plants explicitly ties the expected margin expansion to these scheduled repric ings and redeployments of existing cash flows, stating that the improvement is already embedded in the company's current commitments and does not require new customers or demand. This matches the criteria for a "meaningful portion" of the existing business coming up for repricing on a visible schedule. The answer is therefore YES.
PTC · Q3 2017 → YESThe question is about whether management describes a meaningful portion of the existing business being carried at below-current-market prices/terms that are coming up for repricing on a visible schedu...YES Management describes a meaningful portion of the existing business (large enterprise customers on volume purchase agreements / perpetual licenses with discounted maintenance) being carried at below-current off-the-shelf rates. These older terms are expiring on a visible schedule (many in Q4 2017), creating a compelling event where customers must either convert 50%+ ACV uplift to subscription or renew maintenance at 25% higher rates. This repricing is already embedded in the existing book and will improve economics without new customers or demand, as confirmed by the large pipeline of such opportunities and the fact that most large deals are already moving to subscription.
UMBF · Q3 2022 → YESThe question is about whether management describes a meaningful portion of the existing business being carried at below-current-market terms that will reprice/reset on a known schedule, improving econ...YES The transcript shows management describing a meaningful portion of the existing loan book carried at past terms that are now below current market levels, with repricing already scheduled: 61% of loans (~$12.1 billion) are variable-rate, 60% repricing in the next quarter and 71% within 12 months, tied to short-end indices. Loan yields rose 74 bp quarter-over-quarter to 4.46% (cycle-to-date beta 37%), and the securities portfolio is rolling off at ~1.83% yield while cash flows fund higher-yielding loans.